Compliance
Connective is committed to regulated compliance behaviours. We have a team of dedicated Compliance Support Managers who are here to educate and support you around the compliance of regulatory acts, and monitoring of controls. Our aim, to make licensing and NCCP regulations easy to understand and not impede your business and business growth.
The commitment of the team is to effectively manage Compliance for both you, our brokers, and the organisation as a whole. The team is kept busy with:
- Continual monitoring of controls your obligations and licensing and mandatory expectations of Connective
- Review of Broker client files and business compliance to maintain high quality and consistency of conversion ratios with lenders
- The presentation of Webinars and the creation of learning modules for new and existing
- Credit Representatives outlining responsibilities for Mercury usage and expectations for mandatory training
Sleep Easy
Connective brokers can feel confident in their compliance obligations because:
- We have a team dedicated to supporting you in your NCCP compliance
- Our Mercury software system houses your compliance needs, so when you are using Mercury, you can be sure that you are meeting your compliance requirements.
- We have a team of communication professionals who keep you abreast of any changes under the Act via phone calls, email blasts, weekly blogs, Connective Mag and Connective TV.
For guidance on NCCP, and confidence in the new requirements, please contact the aggregator that cares about your compliance needs. Please contact us on 1300 65 66 37.
