Compliance

BUSINESS SUPPORT

Compliance

Find out how we take the stress out of implementing risk and compliance processes

Compliance made easy

Your compliance obligations are not something you can afford to ignore. After all, it’s your business on the line if you get it wrong.

Compliance is as dynamic as ever and it’s here to stay. If you think that spending all your time on your files will cut it – think again. Compliance is not just for loan documents, it runs deep within the veins of your business. It should be embedded within your sales processes, software platform, training schedule, and communications – in fact, in every aspect of your business. Failure to meet your compliance obligations will attract disciplinary action and could expose your business to risk.

Connective takes the stress out of implementing risk and compliance processes, providing a qualified team of Compliance Support Managers, full documentation in Mercury and cost effective, tailor made compliance support packages.

Full compliance support for Credit Representatives

Connective Credit Reps enjoy full ongoing compliance support from our expert Compliance Team included with their monthly Credit Rep fee. Access to the team is provided at our Compliance Helpdesk via Mercury, where brokers can communicate with compliance experts via email.

Support covers all aspects of compliance including responsible lending, anti-money laundering, privacy, marketing and advertising, disclosure documents and risk management such as fraud prevention techniques.

Mercury compliance support

Mercury gives you complete visibility and control of every aspect of your business and provides the full documentation you need to meet your NCCP obligations. Our fully integrated One Click Compliance in Mercury simplifies processes so that compliance becomes part of your sales and loan processing activities, not just an afterthought. Full Mercury training is provided by Connective during induction, so that maintaining compliance becomes part of your everyday activities, resulting in efficient and effective operations.

Online compliance education

We regularly survey our members and we consistently hear that 'keeping up with compliance' is a top 3 challenge for broking businesses today. We have responded by providing online compliance learning opportunities for all Connective members. These include webinars and other online resources, and address core compliance requirements and obligations, and provide instruction on industry best practice in risk and compliance management.

Communication to keep you informed

Tracking developments and changes to compliance requirements can be difficult for busy mortgage and finance brokers. Connective keeps you fully informed and updated, with free webinars relating to compliance requirements, regulatory change and industry best practice guidance, plus other news updates via magazines and weekly newsletters, CTV, compliance blogs, Professional Development Day workshops, small format workshops, Connective Wiki and email.

Find out how our broker support services can help your business grow?

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What our members have to say

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